Selected Issue 6 - Summer 2019

Selected Issue 6 - Summer 2019

A Tenet Group Publication

Issue 6 Summer 2019

SPECIAL FEATURES Meet the Compliance Helpdesk Team

REGULAR FEATURES Events coming up this Summer…

OTHER FEATURES MMS Summer update

What’s that coming over the hill? Is it a monster? No, it’s SMCR.

Current themes continue to be a focus for the regulator…

The Latest Provider Support Offering insight into market conditions and adviser opportunities

WELCOME – 3

Editor’s Foreword

CONTENTS… what’s in this issue

4 Current themes continue to be a focus for the regulator… Simon Broadley, Adviser Propositions Director, takes a look at the latest regulatory landscape.

Welcome to the Summer issue of selected In this issue we provide you with our regular industry overview which highlights that a number of themes already in focus, still remain so. The update touches on the Mortgages Market Study, with a full update on this featured on page 8. This issue also includes a special feature on SMCR – ‘What’s that coming over the hill?’ As you will know, the SMCR comes into force for directly authorised firms from 9 December 2019, and if you haven’t started planning your implementation yet, now is the time to start. Take a look at our special feature article on page 9. Also in this edition Meet the Compliance Helpdesk Team – our front line support for advisers and firms. They are only a phone call away and are a dedicated resource to help you remain compliant whilst implementing regulatory change, building your website content or advertising your services… plus much more! Take a look at page 6 and 7. Supplement enclosed with this issue With this edition we are including our supplement – ‘Fund Spotlight’. This is the second issue of the publication, created to provide a dedicated platform for Fund Managers to showcase their products and services to ensure you are up to date with all the latest news and information in the fund management sector.

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6 Meet the Compliance Helpdesk Team

Meet the team and find out what this front-line support network can do for you.

8 MMS Summer update

An update on the final report focusing on ‘making it easier for consumers to choose the right mortgage’.

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9 What’s that coming over the hill?

Is it a monster? No, it’s the Senior Managers and Certification Regime (SMCR).

Finally - A note of appreciation from Richard Brook, Head of Insight & Proposition “I would like to personally say a huge thank you to all the advisers who recently participated with our research interviews and surveys over the last few months.

10 Events coming up this Summer…

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Don’t miss out – take a look at what is coming your way and make sure you get that all important CPD.

12 New for Mortgage and Protection business

We do appreciate this has taken time out from your busy schedules and it has provided us with some invaluable first-hand feedback about your experiences with us and the services we provide. The next steps involve analysing all the >Page 1 Page 2 Page 3 Page 4 Page 5 Page 6 Page 7 Page 8 Page 9 Page 10 Page 11 Page 12 Page 13 Page 14 Page 15 Page 16 Page 17 Page 18 Page 19 Page 20 Page 21 Page 22 Page 23 Page 24 Page 25 Page 26 Page 27 Page 28

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